LAW 713 Securities Regulation

A study of United States and state legislation and regulations affecting the issuance and trading of corporate securities. The course will focus particularly on the provisions of the 1933 Securities Act and the 1934 Securities Exchange Act. It will also examine the development of the Securities Exchange Commission and its responsibilities and powers in regulating securities.

Credits

3 cr

Prerequisite

Business Associations is a prerequisite to this course.

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